Table IV-4.
CMS-HCC Community and Institutional Models for Functioning Graft [1]

Additional payment factors for functioning graft status are at bottom of table.
Variable,Disease Group,Community Relative Factor,Constraints [2],Institutional Relative Factor,Constraints [2]
Age/Sex Groups
Female0_34,,0.117,,1.064
Female35_44,,0.197,,1.064
Female45_54,,0.214,,1.064
Female55_59,,0.265,,1.064
Female60_64,,0.375,,1.064
Female65_69,,0.307,,1.164
Female70_74,,0.384,,1.179
Female75_79,,0.483,,0.992
Female80_84,,0.572,,0.938
Female85_89,,0.665,,0.88
Female90_94,,0.795,,0.789
Female95_GT,,0.805,,0.581
Male0_34,,0.068,,1.104
Male35_44,,0.12,,1.104
Male45_54,,0.19,,1.104
Male55_59,,0.27,,1.104
Male60_64,,0.342,,1.104
Male65_69,,0.346,,1.45
Male70_74,,0.453,,1.238
Male75_79,,0.577,,1.211
Male80_84,,0.657,,1.209
Male85_89,,0.79,,1.241
Male90_94,,0.901,,1.049
Male95_GT,,1.035,,0.836

Medicaid and Originally Disabled Interactions with Age and Sex [5] ,,,,0
Medicaid_female_disabled,,0.221,,0
Medicaid_female_aged,,0.183,,0
Medicaid_male_disabled,,0.115,,0
Medicaid_male_aged,,0.184,,0
"Female, 65+, originally entitled due to disability",,0.236,,0
"Male, 65+, originally entitled due to disability",,0.148,,0
,, ,, 
Disease Group Factors,, ,, 
HCC1,HIV/AIDS,0.685,,1.344,C1
HCC2,Septicemia/Shock,0.89,,0.946
HCC5,Opportunistic Infections,0.652,,1.344,C1
HCC7,Metastatic Cancer and Acute Leukemia,1.464,,0.54
HCC8,"Lung, Upper Digestive Tract, and Other Severe Cancers",1.464,,0.54
HCC9,"Lymphatic, Head and Neck, Brain and Other Cancers",0.69,,0.452
HCC10,"Breast, Prostate, Colorectal and Other Cancers and Tumors",0.233,,0.259
HCC15,Diabetes with Renal or Peripheral Circulatory Manifestation,0.764,,0.612
HCC16,Diabetes with Neurologic or Other Specified Manifestation,0.552,,0.612
HCC17,Diabetes with Acute Complications,0.391,,0.612
HCC18,Diabetes with Ophthalmologic or Unspecified Manifestation,0.343,,0.612
HCC19,Diabetes without Complication,0.2,,0.255
HCC21,Protein-Calorie Malnutrition,0.922,,0.427
HCC25,End-Stage Liver Disease,0.9,,0.268
HCC26,Cirrhosis of Liver,0.516,,0.268
HCC27,Chronic Hepatitis,0.359,,0.268
HCC31,Intestinal Obstruction/Perforation,0.408,,0.268
HCC32,Pancreatic Disease,0.445,,0.268
HCC33,Inflammatory Bowel Disease,0.307,,0.268
HCC37,Bone/Joint/Muscle Infections/Necrosis,0.496,,0.495
HCC38,Rheumatoid Arthritis and Inflammatory Connective Tissue Disease,0.322,,0.285
HCC44,Severe Hematological Disorders,1.011,,0.448
HCC45,Disorders of Immunity,0.83,,0.448
HCC51,Drug/Alcohol Psychosis,0.353,,0.221
HCC52,Drug/Alcohol Dependence,0.265,,0.221
HCC54,Schizophrenia,0.543,,0.221
HCC55,"Major Depressive, Bipolar, and Paranoid Disorders",0.431,,0.221
HCC67,"Quadriplegia, Other Extensive Paralysis",1.181,,0.098,C2
HCC68,Paraplegia,1.181,,0.098,C2
HCC69,Spinal Cord Disorders/Injuries,0.492,,0.098,C2
HCC70,Muscular Dystrophy,0.386,,0.098,C2
HCC71,Polyneuropathy,0.268,,0.098,C2
HCC72,Multiple Sclerosis,0.517,,0.098,C2
HCC73,Parkinson's and Huntington's Diseases,0.475,,0.098,C2
HCC74,Seizure Disorders and Convulsions,0.269,,0.098,C2
HCC75,"Coma, Brain Compression/Anoxic Damage",0.568,C1,0.098,C2
HCC77,Respirator Dependence/Tracheostomy Status,2.102,,1.415
HCC78,Respiratory Arrest,1.429,,1.415
HCC79,Cardio-Respiratory Failure and Shock,0.692,,0.289
HCC80,Congestive Heart Failure,0.417,,0.176
HCC81,Acute Myocardial Infarction,0.348,,0.288
HCC82,Unstable Angina and Other Acute Ischemic Heart Disease,0.348,,0.288
HCC83,Angina Pectoris/Old Myocardial Infarction,0.235,,0.288
HCC92,Specified Heart Arrhythmias,0.266,,0.187
HCC95,Cerebral Hemorrhage,0.392,,0.151
HCC96,Ischemic or Unspecified Stroke,0.306,,0.151
HCC100,Hemiplegia/Hemiparesis,0.437,,0.098,C2
HCC101,Cerebral Palsy and Other Paralytic Syndromes,0.164,,0.098,C2
HCC104,Vascular Disease with Complications,0.677,,0.509
HCC105,Vascular Disease,0.357,,0.114
HCC107,Cystic Fibrosis,0.376,,0.23
HCC108,Chronic Obstructive Pulmonary Disease,0.376,,0.23
HCC111,Aspiration and Specified Bacterial Pneumonias,0.693,,0.463
HCC112,"Pneumococcal Pneumonia, Emphysema, Lung Abscess",0.202,,0.463
HCC119,Proliferative Diabetic Retinopathy and Vitreous Hemorrhage,0.349,,0.995
HCC130 [4],Dialysis Status,0,,0
HCC131 [4],Renal Failure,0,,0
HCC132,Nephritis,0.273,,0.42
HCC148,Decubitus Ulcer of Skin,1.03,,0.317
HCC149,"Chronic Ulcer of Skin, Except Decubitus",0.484,,0.262
HCC150,Extensive Third-Degree Burns,0.962,,0.248,C3
HCC154,Sever Head Injury,0.568,C1,0.248,C3
HCC155,Major Head Injury,0.242,,0.248,C3
HCC157,Vertebral Fractures without Spinal Cord Injury,0.49,,0.098,C2
HCC158 [5],Hip Fracture/Dislocation,0.392,,0
HCC161,Traumatic Amputation,0.843,C2,0.248,C3
HCC164,Major Complications of Medical Care and Trauma,0.262,,0.263
HCC174,Major Organ Transplant Status,0.261,,0.319
HCC176,Artificial Openings for Feeding or Elimination,0.79,,0.882
HCC177,"Amputation Status, Lower Limb/Amputation Complications",0.843,C2,0.248,C3
,, ,, 
Disabled/Disease Interactions [5],, ,, 
D_HCC5 [5],<65*Opportunistic Infections,0.789,,0
D_HCC44 [5],<65*Severe Hematological Disorders,0.893,,0
D_HCC51 [5],<65*Drug/Alcohol Psychosis,0.509,,0
D_HCC52 [5],<65*Drug/Alcohol Dependence,0.414,,0
D_HCC107 [5],<65*Cystic Fibrosis,1.861,,0
,, ,, 
Disease Interactions [3],, ,, 
INT1,DM_CHF,0.253,,0.207
INT2 [5],DM_CVD,0.125,,0
INT3,CHF_COPD,0.241,,0.372
INT4 [5],COPD_CVD_CAD,0.079,,0
INT5 [4],RF_CHF,0,,0
INT6 [4],RF_CHF_DM,0,,0
,, ,, 
Graft Factors [6],, ,, 
"<65, with duration since transplant of 4-9 months",,3.091,,3.091
"65+, with duration since transplant of 4-9 months",,3.425,,3.425
"<65, with duration since transplant of 10 months or more",,1.62,,1.62
"65+, with duration since transplant of 10 months or more",,1.691,,1.691

Notes:
"[1] To determine payment for persons with functioning grafts, the computed risk factor should be applied to the appropriate cell in the CMS-HCC county risk ratebook for the aged and disabled.   For payment in any month, duration is measured from the month of transplant to the first day of that month.   All coefficients except for the graft factors and HCC174 are restricted to the values estimates for the CMS-HCC payment models."
"[2]              means coefficients of HCCs are constrained to be equal, and C1, C2, and C3 denote non-contiguous constraints.  For the community model C1=0.568, and C2=0.843; for the institutional model C1=1.344. C2=0.098, and C3=0.248."
[3] Diseases in interactions are:
DM= diabetes mellitus (HCCs 15-19)
CHF= congestive heart failure (HCC 80)
COPD= chronic obstructive pulmonary disease (HCC 108)
"CVD= cerebrovascular disease (HCCs 95-96, 100-101)"
CAD= coronary artery disease (HCCs 81-83)
RF= renal failure (HCC 131)
[4] These HCC's are not in the model for those in functioning graft status.
[5] These HCCs not present in institutional model.
"[6] The graft factors are additive, similar to any other factors in the CMS-HCC model.  The factor is higher during the months immediately after transplant to account for a high level of monitoring and services."
